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STUART DUBES CHAUSSEE
CRD#: 1507106
IA
Investment Adviser
STUART CHAUSSÉE & ASSOCIATES, INC.CRD#: 112105 Palos Verdes Estates, CA
Registration History
199820002002200420062008201020122014201620182020202220242026IASTUART CHAUSSÉE & ASSOCIATES, INC. (CRD# 112105)2012 - Present (12 years)IASTUART CHAUSSEE & ASSOCIATES (CRD# 112105)1997 - 2009 (12 years)
Disclosure(s)
View By:
4/2/2009
Customer Dispute
Settled
License(s)

State Registrations

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California 6/19/2012

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Texas 2/18/2020

Current Registration(s)
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STUART CHAUSSÉE & ASSOCIATES, INC. (CRD#:112105)
Palos Verdes Estates, CA
Registered with this firm since 6/19/2012

Previous Registration(s)
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01/28/1997 - 02/25/2009 STUART CHAUSSEE & ASSOCIATES (CRD#:112105) ROLLING HILLS ESTATES, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.