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MARSHALL LEE ROSEN
CRD#: 1505725
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 5310 NW 33 AVE.
SUITE 206
FORT LAUDERDALE, FL 33309
Registration History
199019952000200520102015202020252 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)1986 - 2016 (29 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)1986 - 2007 (20 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2007 - 2016 (8 years)
Disclosure(s)
View By:
3/24/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/1/2023

B
Missouri 9/1/2023

B
Alaska 9/1/2023

B
Nebraska 9/1/2023

B
Arizona 9/1/2023

B
Nevada 9/1/2023

B
Arkansas 9/1/2023

B
New Hampshire 9/1/2023

B
California 9/1/2023

B
New Jersey 9/1/2023

IA
California 9/1/2023

IA
New Jersey 9/1/2023

B
Colorado 9/1/2023

B
New Mexico 9/1/2023

B
Connecticut 9/1/2023

B
New York 9/1/2023

IA
Connecticut 9/1/2023

B
North Carolina 9/1/2023

B
Delaware 9/1/2023

IA
North Carolina 9/1/2023

IA
Delaware 9/1/2023

B
North Dakota 9/1/2023

B
District of Columbia 9/1/2023

B
Ohio 9/1/2023

B
Florida 9/1/2023

B
Oklahoma 9/1/2023

IA
Florida 9/1/2023

B
Oregon 9/1/2023

B
Georgia 9/1/2023

B
Pennsylvania 9/1/2023

IA
Georgia 9/1/2023

IA
Pennsylvania 9/1/2023

B
Hawaii 9/1/2023

B
Puerto Rico 9/1/2023

IA
Hawaii 9/1/2023

B
Rhode Island 12/4/2023

B
Idaho 9/1/2023

B
South Carolina 9/1/2023

B
Illinois 9/1/2023

IA
South Carolina 9/1/2023

B
Indiana 9/1/2023

B
South Dakota 9/1/2023

B
Iowa 9/1/2023

B
Tennessee 9/1/2023

B
Kansas 9/1/2023

B
Texas 9/1/2023

IA
Kansas 9/1/2023

IA
Texas 9/1/2023

B
Kentucky 9/1/2023

B
Utah 12/4/2023

B
Louisiana 9/1/2023

B
Vermont 9/1/2023

B
Maine 9/1/2023

B
Virginia 9/1/2023

B
Maryland 9/1/2023

IA
Virginia 9/1/2023

IA
Maryland 9/1/2023

B
Washington 9/1/2023

B
Massachusetts 9/1/2023

IA
Washington 9/1/2023

IA
Massachusetts 9/1/2023

B
West Virginia 9/1/2023

B
Michigan 9/1/2023

B
Wisconsin 9/1/2023

B
Minnesota 9/1/2023

B
Wyoming 9/1/2023

IA
Minnesota 9/1/2023

IA
Wyoming 9/1/2023

B
Mississippi 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
5310 NW 33 AVE. SUITE 206, FORT LAUDERDALE, FL 33309
1111 HYPOLUXO RD. SUITE 206, LANTANA, FL 33462
Registered with this firm since 9/1/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
5310 NW 33 AVE. SUITE 206, FORT LAUDERDALE, FL 33309
1111 HYPOLUXO RD. SUITE 206, LANTANA, FL 33462
Registered with this firm since 9/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2016 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) FORT LAUDERDALE, FL
B
07/27/2016 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) FORT LAUDERDALE, FL
IA
12/19/2007 - 07/19/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FORT LAUDERDALE, FL
B
09/08/1986 - 07/19/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FORT LAUDERDALE, FL
B
09/08/1986 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) ELMIRA, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.