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Detailed Report
BRADLY CURTIS MADDOCK SR
Bradly Curtis Maddock
CRD#: 1504900
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Investment Adviser
TANDEM FINANCIAL, LLCCRD#: 292565 8400 E. Prentice Ave. Suite 1360
Greenwood Village, CO 80111
Registration History
199820002002200420062008201020122014201620182020202220242026IATANDEM FINANCIAL, LLC (CRD# 292565)2021 - Present (3 years)IAMADDOCK FINANCIAL, LLC (CRD# 107122)1999 - 2021 (22 years)IATHIRD DAY CAPITAL MANAGEMENT, LLC (CRD# 148121)2016 - 2019 (3 years)
Disclosure(s)
View By:
1/13/2010
Customer Dispute
Settled
License(s)

State Registrations

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Colorado 7/2/2021
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Montana 1/11/2024
Current Registration(s)
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TANDEM FINANCIAL, LLC (CRD#:292565)
8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111
Registered with this firm since 7/2/2021
Previous Registration(s)
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 01/01/1999 - 12/30/2021 MADDOCK FINANCIAL, LLC (CRD#:107122) GREENWOOD VILLAGE, CO
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 03/24/2016 - 12/31/2019 THIRD DAY CAPITAL MANAGEMENT, LLC (CRD#:148121) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.