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Detailed Report
BYRON THOMAS CLARK
BYRON Thomas CLARK, BYRON CLARK, RON CLARK
CRD#: 1504739
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 150 N RADNOR-CHESTER RD STE A-100
[QR-RBO]
RADNOR, PA 19087
Registration History
199019952000200520102015202020252 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2011 (4 years)2 FIRMS2019 - Present (6 years)BNEW ENGLAND SECURITIES (CRD# 615)1998 - 2004 (6 years)BINVESTACORP, INC. (CRD# 7684)1994 - 1998 (3 years)BNEW ENGLAND SECURITIES (CRD# 615)1986 - 1994 (8 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2002 - 2004 (1 year)
License(s)

State Registrations

B
Arkansas 3/23/2023
B
Minnesota 7/27/2023
B
Delaware 3/9/2023
B
New Jersey 3/9/2023
B
Florida 3/9/2023
B
Pennsylvania 4/29/2019
B
Maryland 1/14/2025
IA
Pennsylvania 4/29/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
150 N RADNOR-CHESTER RD STE A-100 [QR-RBO], RADNOR, PA 19087
Registered with this firm since 4/29/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
150 N RADNOR-CHESTER RD STE A-100 [QR-RBO], RADNOR, PA 19087
Registered with this firm since 3/27/2019
Previous Registration(s)
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IA
 07/02/2007 - 12/07/2011 MBSC SECURITIES CORPORATION (CRD#:231) PHILADELPHIA, PA
B
 07/02/2007 - 12/07/2011 MBSC SECURITIES CORPORATION (CRD#:231) PHILADELPHIA, PA
IA
 05/02/2006 - 07/02/2007 MBSC, LLC (CRD#:42430) PHILADELPHIA, PA
B
 05/01/2006 - 07/02/2007 MBSC, LLC (CRD#:42430) PHILADELPHIA, PA
IA
 06/21/2002 - 05/24/2004 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) WAYNE , PA
B
 05/14/1998 - 05/24/2004 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 07/12/1994 - 05/20/1998 INVESTACORP, INC. (CRD#:7684) MIAMI, FL
B
 07/24/1986 - 07/19/1994 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.