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Scott David Carlin
CRD#: 1504310
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Investment Adviser
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Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 Rancho Cucamonga, CA
Registration History
19952000200520102015202020252 FIRMS2018 - Present (7 years)BLINCOLN INVESTMENT (CRD# 519)2017 - 2018 (1 year)BLEGEND EQUITIES CORPORATION (CRD# 30999)1994 - 2017 (22 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1994 - 1994 (<1 year)IALEGEND ADVISORY, LLC (CRD# 104761)2012 - 2018 (6 years)IALEGEND ADVISORY CORP (CRD# 104761)2005 - 2011 (5 years)
License(s)

State Registrations

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Arizona 2/14/2018

B
Minnesota 11/9/2022

B
California 2/14/2018

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Nevada 7/7/2021

IA
California 2/14/2018

B
New Mexico 5/10/2022

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Colorado 2/19/2019

B
Texas 12/11/2020

B
Florida 5/17/2022

IA
Texas 9/7/2022

B
Georgia 11/9/2022

B
Utah 2/14/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Rancho Cucamonga, CA
Registered with this firm since 2/14/2018

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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Rancho Cucamonga, CA
Registered with this firm since 2/14/2018

Previous Registration(s)
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01/03/2012 - 02/14/2018 LEGEND ADVISORY, LLC (CRD#:104761) RANCHO CUCAMONGA, CA
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01/03/2017 - 02/14/2018 LINCOLN INVESTMENT (CRD#:519) RANCHO CUCAMONGA, CA
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07/28/1994 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) RANCHO CUCAMONGA, CA
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11/29/2005 - 09/08/2011 LEGEND ADVISORY CORP (CRD#:104761) RANCHO CUCAMONGA, CA
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06/09/1994 - 07/11/1994 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.