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Detailed Report
JAMES JOSEPH REHAK JR
JAMES JOSEPH REHAK, JAMIE REHAK JR
CRD#: 1503983
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 361 DELAWARE AVENUE
BUFFALO, NY 14202
Registration History
199019952000200520102015202020252 FIRMS2022 - Present (2 years)IALAWLEY RETIREMENT ADVISORS (CRD# 282786)2021 - Present (3 years)BCADARET, GRANT & CO., INC. (CRD# 10641)2009 - 2022 (12 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2003 - 2009 (6 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)2000 - 2003 (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2000 (1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1989 - 1999 (10 years)BNEW ENGLAND SECURITIES CORPORATION (CRD# 615)1987 - 1989 (2 years)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1986 - 1987 (1 year)IACADARET GRANT & CO INC (CRD# 10641)2021 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 5/16/2022
B
Michigan 5/5/2022
B
California 5/5/2022
B
Minnesota 5/5/2022
B
Colorado 5/5/2022
IA
New York 8/25/2021
B
Connecticut 5/5/2022
B
New York 5/5/2022
B
Delaware 5/5/2022
B
North Carolina 5/11/2022
B
Florida 5/5/2022
B
Ohio 5/5/2022
IA
Florida 5/6/2022
B
South Carolina 7/20/2022
B
Illinois 5/5/2022
B
Vermont 5/5/2022
B
Indiana 5/5/2022
B
Virginia 5/5/2022
B
Massachusetts 9/22/2022
B
Washington 5/5/2022

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
361 DELAWARE AVENUE, BUFFALO, NY 14202
441 EAST AVENUE, ROCHESTER, NY 14607
Registered with this firm since 5/5/2022
IA
LAWLEY RETIREMENT ADVISORS (CRD#:282786)
361 DELAWARE AVENUE, BUFFALO, NY 14202
Registered with this firm since 8/25/2021
B
OSAIC WEALTH, INC. (CRD#:23131)
361 DELAWARE AVENUE, BUFFALO, NY 14202
441 EAST AVENUE, ROCHESTER, NY 14607
Registered with this firm since 5/5/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/04/2021 - 05/10/2022 CADARET GRANT & CO INC (CRD#:10641) BUFFALO, NY
B
 07/31/2009 - 05/10/2022 CADARET, GRANT & CO., INC. (CRD#:10641) BUFFALO, NY
B
 08/01/2003 - 08/05/2009 WALNUT STREET SECURITIES, INC. (CRD#:15840) BUFFALO, NY
B
 06/05/2000 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
 05/03/1999 - 06/05/2000 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 03/06/1989 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 03/13/1987 - 03/07/1989 NEW ENGLAND SECURITIES CORPORATION (CRD#:615)
B
 09/08/1986 - 10/26/1987 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.