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SUSAN PATTI WIENER
SUSAN PATTI KREVAT
CRD#: 1503096
IA
B
WELLS FARGO ADVISORSCRD#: 19616 280 PARK AVE 27TH & 29TH FLS
NEW YORK, NY 10017
NEW YORK, NY 10017
0
Disclosures
38
Years of Experience
View By:
State Registrations
B
California 3/6/2008
B
New Jersey 3/6/2008
B
Connecticut 10/28/2020
B
New York 3/6/2008
B
District of Columbia 7/25/2011
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New York 7/27/2021
B
Florida 3/6/2008
B
North Carolina 2/7/2023
IA
Florida 1/15/2021
B
South Carolina 6/3/2011
B
Maryland 11/25/2009
B
Texas 10/24/2024
IA
Maryland 11/25/2009
IA
Texas 10/24/2024
B
Massachusetts 11/8/2018
B
Virginia 11/27/2024
B
Michigan 11/22/2024
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 11/25/2009
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Registered with this firm since 3/6/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/03/2004 - 03/20/2008 | NEW YORK, NY | |
B | 07/22/2003 - 04/16/2004 | NEW YORK, NY | |
IA | 07/22/2003 - 04/13/2004 | NEW YORK, NY | |
B | 01/03/2003 - 07/22/2003 | NEW YORK, NY | |
B | 05/01/2000 - 01/03/2003 | NEW YORK, NY | |
B | 05/29/1986 - 05/22/2000 | SPRINGFIELD, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.