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Detailed Report
GREGORY PAUL HOWARD
CRD#: 1502344
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 105 PROSPECT AVENUE
HARTFORD, CT 06106
Registration History
19952000200520102015202020252 FIRMS2004 - Present (20 years)BMAIN STREET MANAGEMENT COMPANY (CRD# 547)2000 - 2004 (3 years)IAHOWARD FINANCIAL PLANNERS INC. (CRD# 128259)1993 - 2004 (11 years)
License(s)

State Registrations

B
Arizona 12/2/2019
B
Massachusetts 8/16/2004
B
California 12/2/2019
B
Montana 3/15/2018
B
Colorado 9/28/2016
B
New Hampshire 6/20/2018
B
Connecticut 5/7/2004
B
New York 1/10/2020
IA
Connecticut 5/7/2004
B
North Carolina 3/29/2017
B
Florida 1/3/2019
B
Rhode Island 10/16/2014
B
Illinois 3/20/2015
B
South Carolina 5/9/2014
B
Kansas 2/19/2021
B
South Dakota 12/2/2019
B
Kentucky 4/25/2019
B
Utah 1/3/2019
B
Maine 1/10/2020
B
Virginia 10/16/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
105 PROSPECT AVENUE, HARTFORD, CT 06106
Registered with this firm since 5/7/2004
B
LINCOLN INVESTMENT (CRD#:519)
105 PROSPECT AVENUE, HARTFORD, CT 06106
Registered with this firm since 5/7/2004
Previous Registration(s)
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IA
 02/11/1993 - 12/31/2004 HOWARD FINANCIAL PLANNERS INC. (CRD#:128259) WEST HARTFORD, CT
B
 10/25/2000 - 05/07/2004 MAIN STREET MANAGEMENT COMPANY (CRD#:547) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.