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RAYMOND H BOVICH
RAY BOVICH, RAYMOND HUGH BOVICH
CRD#: 1501542
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 470 JAMES STREET
NEW HAVEN, CT 06513
CETERA ADVISOR NETWORKS LLCCRD#: 13572 470 JAMES STREET
NEW HAVEN, CT 06513
Registration History
199019952000200520102015202020252 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BMBSC SECURITIES CORPORATION (CRD# 231)2009 - 2009 (<1 year)BCALAMOS FINANCIAL SERVICES, INC. (CRD# 19850)1999 - 2003 (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1995 - 1996 (<1 year)BC.J. LAWRENCE/DEUTSCHE BANK SE... (CRD# 2525)1993 - 1995 (2 years)BSBC GOVERNMENT SECURITIES INC (CRD# 23745)1991 - 1992 (1 year)BBT SECURITIES CORPORATION (CRD# 17790)1987 - 1991 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2023 - 2023 (<1 year)IACALAMOS ASSET MANAGEMENT INC (CRD# 105758)2000 - 2003 (3 years)
Disclosure(s)
View By:
9/25/2017
Financial
Final
9/18/2017
Judgment / Lien
2/1/2016
Financial
Final
9/15/2015
Judgment / Lien
9/29/2014
Judgment / Lien
6/19/2014
Judgment / Lien
3/21/2014
Judgment / Lien
10/18/2013
Judgment / Lien
License(s)

State Registrations

B
Connecticut 2/21/2023

B
New Jersey 2/21/2023

IA
Connecticut 6/29/2023

B
New York 2/23/2023

B
Florida 2/17/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
470 JAMES STREET, NEW HAVEN, CT 06513
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
470 JAMES STREET, NEW HAVEN, CT 06513
Registered with this firm since 2/16/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/21/2023 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
11/19/2014 - 02/16/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW HAVEN, CT
B
10/23/2014 - 02/16/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW HAVEN, CT
IA
07/31/2012 - 10/01/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) ESSEX, CT
B
07/31/2012 - 10/01/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) ESSEX, CT
IA
12/14/2010 - 07/13/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HARTFORD, CT
B
11/30/2010 - 07/13/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HARTFORD, CT
B
07/27/2009 - 10/23/2009 MBSC SECURITIES CORPORATION (CRD#:231) BOSTON, MA
IA
05/30/2000 - 08/04/2003 CALAMOS ASSET MANAGEMENT INC (CRD#:105758) NAPERVILLE, IL
B
03/16/1999 - 07/01/2003 CALAMOS FINANCIAL SERVICES, INC. (CRD#:19850) NAPERVILLE, IL
B
10/25/1995 - 06/07/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
03/29/1993 - 07/13/1995 C.J. LAWRENCE/DEUTSCHE BANK SECURITIES CORPORATION (CRD#:2525) NEW YORK, NY
B
04/25/1991 - 10/15/1992 SBC GOVERNMENT SECURITIES INC (CRD#:23745) NEW YORK, NY
B
05/01/1987 - 03/22/1991 BT SECURITIES CORPORATION (CRD#:17790) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.