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Detailed Report
JEAN IAFRATE SCHNEIDER
CRD#: 1500842
IA
Investment Adviser
B
Broker
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.CRD#: 13609 311 EAST MAIN STREET
SUITE 517
GALESBURG, IL 61401
Registration History
199019952000200520102015202020252 FIRMS2003 - Present (22 years)BCONTINENTAL CAPITAL INVESTMENT... (CRD# 2864)1994 - 2003 (9 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1992 - 1993 (1 year)BDERAND/PENNINGTON/BASS, INC. (CRD# 4679)1989 - 1992 (3 years)BPENNINGTON/BASS EQUITIES, INC. (CRD# 13765)1987 - 1989 (2 years)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1986 - 1987 (<1 year)IACONTINENTAL CAPITAL INVESTMENT... (CRD# 2864)1997 - 2003 (5 years)
License(s)

State Registrations

B
Arizona 11/30/2004
B
Nebraska 3/31/2003
B
Florida 2/21/2025
B
North Carolina 3/31/2003
B
Illinois 3/31/2003
B
Ohio 11/7/2012
IA
Illinois 3/31/2003
B
Texas 1/4/2016
B
Indiana 9/15/2015
B
Wisconsin 3/31/2003
B
Michigan 8/3/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
311 EAST MAIN STREET SUITE 517, GALESBURG, IL 61401
Registered with this firm since 3/31/2003
B
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
311 EAST MAIN STREET SUITE 517, GALESBURG, IL 61401
Registered with this firm since 3/31/2003
Previous Registration(s)
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IA
 10/28/1997 - 03/31/2003 CONTINENTAL CAPITAL INVESTMENT SERVICES (CRD#:2864) GALESBURG, IL
B
 01/03/1994 - 03/31/2003 CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (CRD#:2864) BRYAN, OH
B
 04/03/1992 - 12/31/1993 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 03/17/1989 - 05/21/1992 DERAND/PENNINGTON/BASS, INC. (CRD#:4679)
B
 01/13/1987 - 03/17/1989 PENNINGTON/BASS EQUITIES, INC. (CRD#:13765)
B
 05/21/1986 - 02/09/1987 TRAVELERS EQUITIES SALES, INC. (CRD#:833)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.