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MICHAEL GLENN CHILDERS
MIKE CHILDERS
CRD#: 1499359
IA
B
MML INVESTORS SERVICES, LLCCRD#: 10409 5455 RINGS ROAD
SUITE 125
DUBLIN, OH 43017
SUITE 125
DUBLIN, OH 43017
0
Disclosures
38
Years of Experience
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State Registrations
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Alabama 3/25/2017
B
Kentucky 8/16/2017
B
Florida 3/25/2017
B
Ohio 3/25/2017
B
Indiana 3/25/2017
IA
Ohio 3/25/2017
SRO Registrations
B
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Registered with this firm since 3/25/2017
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Registered with this firm since 3/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/19/2001 - 03/25/2017 | DUBLIN, OH | |
B | 08/21/1986 - 03/25/2017 | DUBLIN, OH | |
B | 08/21/1986 - 07/09/2007 | MIAMISBURG, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.