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GREGG DOUGLAS OVERSTAKE
CRD#: 1498739
IA
Investment Adviser
B
Broker
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 12400 Coit Road
STE 700
Dallas, TX 75251
Registration History
199019952000200520102015202020252 FIRMS1990 - 1991 (<1 year)4 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (1 year)BLEVEL FOUR FINANCIAL, LLC (CRD# 25700)2021 - Present (3 years)IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2009 - Present (15 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - 2021 (8 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2009 - 2012 (3 years)BSECURITIES AMERICA, INC. (CRD# 10205)2000 - 2006 (5 years)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)1995 - 2000 (5 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1991 - 1995 (4 years)BLANDMARK BROKERAGE SERVICES, INC. (CRD# 20221)1989 - 1989 (<1 year)BISFA CORPORATION (CRD# 12984)1986 - 1989 (2 years)BFIRST INVESTORS CORPORATION (CRD# 305)1986 - 1986 (<1 year)IAROSENTHAL RETIREMENT PLANNING, LP (CRD# 114533)2008 - 2009 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2004 - 2006 (2 years)
License(s)

State Registrations

B
Alabama 10/12/2021

B
Montana 9/13/2021

B
Alaska 9/13/2021

B
Nebraska 9/13/2021

B
Arizona 9/13/2021

B
Nevada 9/13/2021

B
Arkansas 9/13/2021

B
New Hampshire 9/13/2021

B
California 9/13/2021

B
New Jersey 9/13/2021

B
Colorado 9/13/2021

B
New Mexico 9/13/2021

B
Connecticut 9/13/2021

B
New York 9/13/2021

B
Delaware 9/13/2021

B
North Carolina 9/13/2021

B
District of Columbia 9/13/2021

B
North Dakota 9/13/2021

B
Florida 9/13/2021

B
Ohio 9/13/2021

B
Georgia 9/13/2021

B
Oklahoma 9/13/2021

B
Hawaii 9/13/2021

B
Oregon 9/13/2021

B
Idaho 9/13/2021

B
Pennsylvania 9/13/2021

B
Illinois 9/13/2021

B
Rhode Island 9/13/2021

B
Indiana 9/13/2021

B
South Carolina 9/13/2021

B
Iowa 9/13/2021

B
South Dakota 9/13/2021

B
Kansas 9/13/2021

B
Tennessee 9/13/2021

B
Kentucky 9/13/2021

IA
Texas 4/28/2009

B
Louisiana 9/13/2021

B
Texas 9/13/2021

B
Maine 9/13/2021

B
Utah 9/13/2021

B
Maryland 9/13/2021

B
Vermont 9/13/2021

B
Massachusetts 9/13/2021

B
Virginia 9/13/2021

B
Michigan 9/13/2021

B
Washington 9/13/2021

B
Minnesota 9/13/2021

B
West Virginia 9/13/2021

B
Mississippi 9/13/2021

B
Wisconsin 9/13/2021

B
Missouri 9/13/2021

B
Wyoming 9/13/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
12400 Coit Road STE 700, Dallas, TX 75251
BEDFORD, TX
Registered with this firm since 9/13/2021

IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 4/28/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/05/2012 - 10/08/2021 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
B
02/11/2009 - 11/19/2012 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) PLANO, TX
IA
03/31/2008 - 02/27/2009 ROSENTHAL RETIREMENT PLANNING, LP (CRD#:114533) FORTH WORTH, TX
IA
12/10/2007 - 02/10/2009 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) FORTH WORTH, TX
B
12/03/2007 - 02/10/2009 NATIONAL PLANNING CORPORATION (CRD#:29604) FORTH WORTH, TX
IA
05/23/2006 - 02/02/2007 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
IA
03/01/2006 - 02/02/2007 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
B
05/23/2006 - 02/02/2007 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
B
03/01/2006 - 02/02/2007 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
IA
01/14/2004 - 03/17/2006 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FORT WORTH, TX
B
08/03/2000 - 03/17/2006 SECURITIES AMERICA, INC. (CRD#:10205) HOUSTON, TX
B
07/06/1995 - 07/28/2000 1ST GLOBAL CAPITAL CORP. (CRD#:30349) DALLAS, TX
B
07/10/1991 - 07/10/1995 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
B
08/15/1990 - 06/20/1991 FIRST HORIZONS SECURITIES CORPORATION (CRD#:23616)
B
08/15/1990 - 06/20/1991 LANDMARK BROKERAGE SERVICES, INC. (CRD#:20221)
B
02/06/1989 - 05/24/1989 LANDMARK BROKERAGE SERVICES, INC. (CRD#:20221)
B
07/23/1986 - 02/10/1989 ISFA CORPORATION (CRD#:12984)
B
05/09/1986 - 07/10/1986 FIRST INVESTORS CORPORATION (CRD#:305)
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B
Broker
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Investment Adviser
Disclosures
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