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RICHARD BRIAN CUTLER
CRD#: 1498430
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, INC.CRD#: 16164 149 W. YOKUTS AVE.
SUITE B
STOCKTON, CA 95207
Registration History
199019952000200520102015202020252 FIRMS2012 - Present (13 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2012 (9 years)BWMA SECURITIES, INC. (CRD# 32625)1994 - 2002 (7 years)BINTERSECURITIES, INC. (CRD# 16164)1991 - 1994 (2 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1986 - 1991 (5 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2007 - 2012 (5 years)
Disclosure(s)
View By:
3/17/2000
Customer Dispute
Withdrawn
License(s)

State Registrations

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Arizona 10/9/2023

B
Florida 8/2/2024

B
California 1/6/2012

B
Texas 11/23/2015

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California 1/6/2012

IA
Texas 11/24/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164)
149 W. YOKUTS AVE. SUITE B, STOCKTON, CA 95207
Registered with this firm since 1/6/2012

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TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164)
149 W. YOKUTS AVE. SUITE B, STOCKTON, CA 95207
Registered with this firm since 1/6/2012

Previous Registration(s)
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01/09/2007 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) LODI, CA
B
04/05/2002 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) LODI, CA
B
06/06/1994 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
11/29/1991 - 06/06/1994 INTERSECURITIES, INC. (CRD#:16164) ST. PETERSBURG, FL
B
06/04/1986 - 11/29/1991 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.