• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
HOWARD DAVID GOODFRIEND
CRD#: 1498173
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 53 W. JACKSON BOULEVARD
SUITE 319
CHICAGO, IL 60604
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 53 W. JACKSON BOULEVARD
SUITE 319
CHICAGO, IL 60604
Registration History
19901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - Present (22 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1997 - 2002 (5 years)BEVEREN SECURITIES, INC. (CRD# 19616)1994 - 1997 (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1994 (6 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1986 - 1988 (1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 5/31/2019

B
Michigan 6/4/2002

B
Arizona 2/4/2020

B
Minnesota 1/5/2010

B
California 2/7/2003

B
Missouri 11/23/2005

B
Colorado 1/23/2013

B
Nevada 1/2/2013

B
Connecticut 6/22/2020

B
New Jersey 7/13/2006

B
Florida 5/4/2009

B
New Mexico 5/3/2005

B
Georgia 8/18/2006

B
New York 6/4/2002

B
Illinois 6/4/2002

B
North Carolina 6/4/2002

IA
Illinois 1/2/2009

B
Oregon 1/21/2020

B
Indiana 12/6/2005

B
Pennsylvania 6/17/2015

B
Kansas 2/3/2017

IA
Texas 9/30/2013

B
Kentucky 6/10/2005

B
Utah 5/25/2010

B
Louisiana 7/24/2020

B
Washington 4/26/2018

B
Maryland 6/4/2002

B
Wisconsin 6/4/2002

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
53 W. JACKSON BOULEVARD SUITE 319, CHICAGO, IL 60604
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
53 W. JACKSON BOULEVARD SUITE 319, CHICAGO, IL 60604
Registered with this firm since 6/4/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/13/2005 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) NEW YORK, NY
B
06/13/1997 - 06/13/2002 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
01/10/1994 - 06/03/1997 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
01/07/1988 - 01/07/1994 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
06/26/1986 - 01/20/1988 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.