Individual Firm
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JOSEPH RUSSELLO
CRD#: 1497250
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
114 7TH AVE
BROOKLYN, NY 11215
114 7TH AVE
BROOKLYN, NY 11215
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Disclosures
37
Years of Experience
View By:
State Registrations
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California 2/7/2024
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New York 4/5/2023
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Colorado 2/6/2024
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New York 4/5/2023
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District of Columbia 6/28/2023
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North Carolina 5/3/2023
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Florida 5/3/2023
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Pennsylvania 5/3/2023
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Georgia 2/6/2024
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Rhode Island 9/12/2023
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Illinois 2/7/2024
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South Carolina 2/6/2024
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Maryland 2/7/2024
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Vermont 9/5/2023
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Michigan 2/7/2024
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Virginia 11/22/2023
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New Jersey 5/3/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 4/5/2023
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Registered with this firm since 4/5/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/17/2022 - 04/03/2023 | BROOKLYN, NY | |
B | 08/17/2022 - 04/03/2023 | BROOKLYN, NY | |
IA | 11/24/2020 - 08/17/2022 | BROOKLYN, NY | |
B | 11/23/2020 - 08/17/2022 | BROOKLYN, NY | |
IA | 02/22/2018 - 11/25/2020 | jersey city, NJ | |
B | 02/20/2018 - 11/25/2020 | Jersey City, NJ | |
IA | 05/27/2008 - 02/23/2018 | BROOKLYN, NY | |
B | 05/27/2008 - 02/23/2018 | BROOKLYN, NY | |
IA | 07/21/2003 - 05/27/2008 | BROOKLYN, NY | |
B | 08/13/2001 - 05/27/2008 | BROOKLYN, NY | |
B | 04/27/1987 - 08/13/2001 | NEWARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.