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Detailed Report
BETTY TELLAISHA SCHULTZE
BETTY J TELLAISHA
CRD#: 1496957
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
FORT LAUDERDALE, FL 33301
Registration History
199019952000200520102015202020252 FIRMS2011 - Present (13 years)BVISION INVESTMENT SERVICES, INC. (CRD# 46609)2000 - 2011 (11 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)1992 - 2011 (18 years)BINDEPENDENCE ONE BROKERAGE SER... (CRD# 17529)1986 - 1992 (5 years)IANORTHERN TRUST SECURITIES, INC (CRD# 7927)2001 - 2009 (8 years)
Disclosure(s)
View By:
2/25/2021
Financial
Final
9/9/2011
Employment Separation After Allegations
10/27/2009
Customer Dispute
Settled
2/20/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 7/19/2013
B
Ohio 2/25/2020
B
Florida 10/24/2011
B
Oregon 1/29/2021
IA
Florida 10/24/2011
B
South Carolina 7/17/2013
B
Georgia 10/28/2011
B
Tennessee 1/31/2022
B
Maine 3/22/2022
B
Vermont 12/23/2021
B
Massachusetts 1/10/2018
B
Virginia 6/29/2018
B
Minnesota 11/4/2011
B
Washington 2/26/2020
B
New York 4/23/2012
B
Wisconsin 3/22/2012
B
North Carolina 8/2/2012

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL, FORT LAUDERDALE, FL 33301
Registered with this firm since 10/24/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL, FORT LAUDERDALE, FL 33301
Registered with this firm since 10/11/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/02/2000 - 09/09/2011 VISION INVESTMENT SERVICES, INC. (CRD#:46609) FORT LAUDERDALE, FL
B
 10/29/1992 - 09/08/2011 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) FT. LAUDERDALE, FL
IA
 08/08/2001 - 12/31/2009 NORTHERN TRUST SECURITIES, INC (CRD#:7927) FT. LAUDERDALE, FL
B
 06/25/1986 - 03/19/1992 INDEPENDENCE ONE BROKERAGE SERVICES, INC. (CRD#:17529) FARMINGTON HILLS, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.