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RICHARD WARNER HOLT
RICK HOLT
CRD#: 1496177
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3121 MAPLE DRIVE NE
SUITE 110
ATLANTA, GA 30305
Registration History
199019952000200520102015202020252 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - Present (13 years)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2002 - 2010 (7 years)BFIRST SECURITY INVESTMENTS, INC. (CRD# 24035)2001 - 2002 (<1 year)BHAGAR FINANCIAL CORP. (CRD# 42301)1999 - 2001 (1 year)BCAPITAL GROWTH MANAGEMENT INC. (CRD# 18456)1992 - 1999 (7 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)1994 - 1994 (<1 year)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1988 - 1992 (4 years)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1987 - 1992 (5 years)BINVESTECH CAPITAL CORPORATION (CRD# 18456)1988 - 1988 (<1 year)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1986 - 1987 (1 year)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1986 - 1986 (<1 year)IAGUNNALLEN FINANCIAL, INC (CRD# 17609)2003 - 2010 (6 years)
License(s)

State Registrations

B
Alabama 1/24/2025

B
Maryland 2/26/2021

B
Florida 8/26/2011

B
Massachusetts 8/9/2018

B
Georgia 7/21/2011

B
Nebraska 5/18/2018

IA
Georgia 8/15/2011

B
North Carolina 1/27/2025

B
Illinois 5/24/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3121 MAPLE DRIVE NE SUITE 110, ATLANTA, GA 30305
Registered with this firm since 8/15/2011

B
OSAIC WEALTH, INC. (CRD#:23131)
3121 MAPLE DRIVE NE SUITE 110, ATLANTA, GA 30305
Registered with this firm since 7/21/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/12/2010 - 08/02/2011 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ATLANTA, GA
B
04/07/2010 - 08/02/2011 SECURITIES AMERICA, INC. (CRD#:10205) ATLANTA, GA
IA
10/15/2003 - 03/31/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) ATLANTA, GA
B
08/21/2002 - 03/31/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) ATLANTA, GA
B
11/06/2001 - 08/21/2002 FIRST SECURITY INVESTMENTS, INC. (CRD#:24035) KINGSTON, PA
B
12/03/1999 - 11/05/2001 HAGAR FINANCIAL CORP. (CRD#:42301) ATLANTA, GA
B
12/08/1992 - 12/03/1999 CAPITAL GROWTH MANAGEMENT INC. (CRD#:18456) BIRMINGHAM, AL
B
01/13/1994 - 05/18/1994 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
11/07/1988 - 12/31/1992 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257)
B
11/25/1987 - 12/31/1992 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257) ELGIN, IL
B
01/14/1988 - 11/14/1988 INVESTECH CAPITAL CORPORATION (CRD#:18456) BIRMINGHAM, AL
B
10/23/1986 - 12/21/1987 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257)
B
06/12/1986 - 09/29/1986 TRAVELERS EQUITIES SALES, INC. (CRD#:833)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.