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SALLY JO OSBORNE
SALLY JO GRAFF, Sally Jo Graff-Osborne, Sally Jo Osborne, Sally Osborne
CRD#: 1495700
IA
Investment Adviser
B
Broker
ALIGHT FINANCIAL ADVISORS, LLCCRD#: 158744 Glenview, IL
ALIGHT FINANCIAL SOLUTIONS, LLCCRD#: 36509 Glenview, IL
Registration History
199019952000200520102015202020252 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2008 (1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BFIRST BROKERAGE AMERICA, L.L.C. (CRD# 43431)2009 - 2010 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2003 - 2005 (2 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)1988 - 2003 (15 years)BVISION INVESTMENT SERVICES, INC. (CRD# 46609)2000 - 2003 (2 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1998 - 2000 (2 years)
Disclosure(s)
View By:
8/3/2017
Financial
Final
2/1/2016
Financial
Final
License(s)

State Registrations

B
Illinois 1/20/2022

B
North Carolina 1/20/2022

IA
Illinois 1/27/2022

IA
North Carolina 1/26/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALIGHT FINANCIAL ADVISORS, LLC (CRD#:158744)
Glenview, IL
Registered with this firm since 1/26/2022

B
ALIGHT FINANCIAL SOLUTIONS, LLC (CRD#:36509)
Glenview, IL
Registered with this firm since 1/18/2022

Previous Registration(s)
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IA
08/17/2017 - 01/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTHBROOK, IL
B
08/17/2017 - 01/10/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTHBROOK, IL
IA
05/03/2016 - 05/23/2017 NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584) Chicago, IL
B
05/02/2016 - 05/23/2017 NUVEEN SECURITIES, LLC (CRD#:469) CHICAGO, IL
B
01/07/2015 - 05/04/2016 INCAPITAL INSURANCE SERVICES, LLC (CRD#:156622) CHICAGO, IL
B
01/06/2015 - 05/04/2016 INCAPITAL LLC (CRD#:101420) DELRAY BEACH, FL
IA
02/16/2011 - 01/12/2015 FIFTH THIRD SECURITIES, INC. (CRD#:628) NILES, IL
B
02/16/2011 - 01/12/2015 FIFTH THIRD SECURITIES, INC. (CRD#:628) NILES, IL
IA
04/30/2010 - 01/14/2011 FIRSTMERIT ADVISORS, INC. (CRD#:125249) BOLINGBROOK, IL
B
02/26/2010 - 01/14/2011 FIRSTMERIT FINANCIAL SERVICES, INC (CRD#:149680) NILES, IL
B
07/02/2009 - 02/22/2010 FIRST BROKERAGE AMERICA, L.L.C. (CRD#:43431) NAPERVILLE, IL
IA
01/07/2008 - 07/08/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) PEORIA, IL
B
01/07/2008 - 07/08/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) PEORIA, IL
IA
03/24/2006 - 01/07/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) OAKBROOK, IL
B
03/24/2006 - 01/07/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) OAKBROOK, IL
IA
11/15/2005 - 03/27/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OAK PARK, IL
B
07/06/2005 - 03/27/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OAK PARK, IL
B
03/19/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
01/19/1988 - 03/19/2003 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) CHICAGO, IL
B
10/02/2000 - 03/18/2003 VISION INVESTMENT SERVICES, INC. (CRD#:46609) ROSEMONT, IL
B
05/22/1998 - 10/06/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.