Individual Firm
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MICHAEL ALPHONSUS LESLIE
CRD#: 1494730
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1001 SEMMES AVE
FL 3
RICHMOND, VA 23224
FL 3
RICHMOND, VA 23224
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1001 SEMMES AVE
FL 1, 3, 4 & 6
RICHMOND, VA 23224
FL 1, 3, 4 & 6
RICHMOND, VA 23224
0
Disclosures
22
Years of Experience
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State Registrations
B
Arkansas 8/28/2020
IA
Virginia 9/21/2016
B
Virginia 3/3/2014
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 9/21/2016
B
Registered with this firm since 3/3/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2014 - 12/31/2016 | GLEN ALLEN, VA | |
IA | 09/09/2011 - 05/10/2013 | DEERFIELD, IL | |
B | 09/09/2011 - 05/10/2013 | DEERFIELD, IL | |
IA | 06/09/2009 - 09/19/2011 | ST. LOUIS, MO | |
B | 10/13/2008 - 09/19/2011 | ST. LOUIS, MO | |
B | 05/08/2002 - 10/20/2008 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.