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Detailed Report
OWEN SHERWOOD ARNOFF
OWEN ARNOFF
CRD#: 1494474
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Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 Yuba City, CA
Registration History
20162017201820192020202120222023202420252026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2016 - Present (8 years)
License(s)

State Registrations

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California 9/6/2016
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New York 4/4/2021
Current Registration(s)
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BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
Yuba City, CA
Registered with this firm since 9/6/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.