Individual Firm
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KEITH ALLAN SVENDBY JR
KEITH ALLAN JR SVENDBY, RUSTY SVENDBY
CRD#: 1493435
IA
B
IHT WEALTH MANAGEMENT LLCCRD#: 171481 500 N. Maitland Ave.
Suite 300
Maitland, FL 32751
Suite 300
Maitland, FL 32751
LPL FINANCIAL LLCCRD#: 6413 500 NORTH MAITLAND AVE #300
MAITLAND, FL 32751-7273
MAITLAND, FL 32751-7273
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6/27/2018
Judgment / Lien
10/6/2010
Customer Dispute
Settled
State Registrations
B
Florida 4/14/2011
B
South Carolina 3/23/2011
IA
Florida 4/5/2019
B
Virginia 1/4/2012
B
New York 1/21/2025
B
Wyoming 7/28/2022
B
North Carolina 3/23/2011
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 4/5/2019
B
Registered with this firm since 3/23/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2011 - 03/21/2019 | MAITLAND, FL | |
IA | 06/02/2009 - 03/07/2011 | ORLANDO, FL | |
B | 04/21/2006 - 03/07/2011 | ORLANDO, FL | |
IA | 05/22/2006 - 10/10/2009 | ORLANDO, FL | |
IA | 12/15/2000 - 05/04/2006 | ORLANDO, FL | |
B | 12/15/2000 - 05/04/2006 | ST. PETERSBURG, FL | |
B | 12/15/1995 - 12/18/2000 | MIAMI, FL | |
B | 04/21/1986 - 12/13/1995 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.