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ELIZABETH JANE BENJAMIN
ELIZABETH B HART, ELIZABETH BENJAMIN HART, ELIZABETH JANE HART, LIZ HART
CRD#: 1493186
IA
B
MORGAN STANLEYCRD#: 149777 401 Fremont Street
Suite 200
Monterey, CA 93940
Suite 200
Monterey, CA 93940
0
Disclosures
35
Years of Experience
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State Registrations
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Alabama 6/1/2009
B
Mississippi 10/14/2014
B
Alaska 6/1/2009
B
Missouri 2/8/2011
B
Arizona 6/1/2009
B
Montana 7/26/2011
B
Arkansas 6/1/2009
B
Nevada 3/19/2010
B
California 6/1/2009
B
New Hampshire 6/1/2009
IA
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New Mexico 7/17/2023
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 9/20/2022
B
North Carolina 6/1/2009
B
District of Columbia 6/1/2009
B
North Dakota 4/12/2021
B
Florida 6/1/2009
B
Ohio 10/28/2009
B
Georgia 6/1/2009
B
Oklahoma 12/23/2020
B
Hawaii 6/1/2009
B
Oregon 6/1/2009
B
Idaho 6/1/2009
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 7/1/2009
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 12/23/2020
B
Tennessee 5/24/2024
B
Kansas 9/13/2018
B
Texas 6/1/2009
B
Kentucky 6/1/2009
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Texas 6/1/2009
B
Louisiana 6/1/2009
B
Utah 9/13/2018
B
Maine 6/1/2009
B
Vermont 12/23/2020
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 9/25/2009
B
Washington 6/1/2009
B
Michigan 6/1/2009
B
Wisconsin 1/3/2013
B
Minnesota 6/1/2009
B
Wyoming 1/9/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/06/2008 - 06/01/2009 | MONTEREY, CA | |
B | 10/03/2008 - 06/01/2009 | MONTEREY, CA | |
IA | 08/26/2004 - 10/09/2008 | CARMEL, CA | |
B | 10/11/1989 - 10/09/2008 | CARMEL, CA | |
B | 08/22/1989 - 08/30/1989 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.