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Daniel H Pepoon
DAN PEPOON, DANIEL HART PEPOON
CRD#: 1491950
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
19901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - Present (37 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - Present (38 years)
License(s)

State Registrations

B
Arizona 8/13/1987

B
Mississippi 4/17/2023

B
Arkansas 4/17/2023

B
Missouri 11/19/2021

B
California 7/31/1987

B
Montana 4/17/2023

B
Colorado 1/4/2016

B
Nebraska 4/17/2023

B
Connecticut 4/17/2023

B
Nevada 6/7/2017

B
Delaware 4/17/2023

B
New Hampshire 10/2/2023

B
District of Columbia 4/17/2023

B
New Jersey 3/31/2022

B
Florida 1/13/1987

B
New Mexico 10/6/2005

IA
Florida 1/7/2021

B
New York 9/10/1987

B
Georgia 1/4/2016

B
North Carolina 10/16/2009

B
Hawaii 4/17/2023

B
Ohio 1/18/2023

B
Idaho 4/17/2023

B
Oregon 4/17/2023

B
Illinois 4/25/1986

B
Pennsylvania 3/19/1997

IA
Illinois 4/12/1998

B
Rhode Island 2/23/2023

B
Indiana 7/17/1986

B
South Carolina 4/17/2023

B
Iowa 4/17/2023

B
Tennessee 4/17/2023

B
Kansas 4/17/2023

B
Texas 10/29/1987

B
Kentucky 4/17/2023

IA
Texas 10/29/1987

B
Louisiana 1/10/2020

B
Utah 4/17/2023

B
Maine 4/17/2023

B
Virgin Islands 4/17/2023

B
Maryland 4/17/2023

B
Virginia 3/5/2013

B
Massachusetts 9/30/2009

B
Washington 6/26/2003

B
Michigan 4/17/2023

B
Wisconsin 7/31/1987

B
Minnesota 3/2/2012

B
Wyoming 4/17/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/29/1987

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/25/1986

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.