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Detailed Report
FRANK R KELLY IV
FRANCIS KELLY, FRANK RAPHAEL KELLY IV, FRANK RAPHAEL IV KELLY, FRANK R KELLY IV IV
CRD#: 1491186
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 58 South Service Road
Suite 400
Melville, NY 11747
Registration History
19901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2021 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1990 - 2007 (17 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1986 - 1990 (3 years)
Disclosure(s)
View By:
4/8/2002
Customer Dispute
Settled
9/10/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/1/2009
B
Massachusetts 1/7/2022
B
Arkansas 7/17/2023
B
Nevada 7/5/2022
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 7/12/2023
B
New York 6/1/2009
B
Connecticut 6/1/2009
IA
New York 6/22/2021
B
Delaware 2/3/2022
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 4/21/2017
B
Georgia 6/15/2020
B
Virginia 6/1/2009
B
Maryland 9/17/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
Registered with this firm since 6/22/2021
B
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MELVILLE, NY
B
 03/30/1990 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MELVILLE, NY
B
 05/27/1986 - 04/30/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.