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Detailed Report
ROBERT CHRIS BENSHADLE
BOB BENSHADLE
CRD#: 1490995
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 90 BRYANT WOODS S
AMHERST, NY 14228
Registration History
199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2019 - 2024 (5 years)BCADARET, GRANT & CO., INC. (CRD# 10641)2016 - 2018 (2 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2011 - 2014 (3 years)BENSEMBLE FINANCIAL SERVICES, INC. (CRD# 17443)2010 - 2011 (<1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2007 - 2010 (3 years)BWALL STREET FINANCIAL GROUP, INC. (CRD# 35830)2006 - 2007 (<1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)1995 - 2006 (11 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1995 - 1997 (2 years)BG. R. PHELPS & CO., INC. (CRD# 173)1993 - 1995 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1986 - 1993 (7 years)IALPL FINANCIAL LLC (CRD# 6413)2021 - 2024 (3 years)
License(s)

State Registrations

B
Georgia 10/29/2024
IA
New York 10/29/2024
B
New York 10/29/2024
B
Ohio 10/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
90 BRYANT WOODS S, AMHERST, NY 14228
Registered with this firm since 10/29/2024
B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
90 BRYANT WOODS S, AMHERST, NY 14228
Registered with this firm since 10/29/2024
Previous Registration(s)
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IA
 08/03/2021 - 11/11/2024 LPL FINANCIAL LLC (CRD#:6413) AMHERST, NY
B
 04/16/2019 - 11/11/2024 LPL FINANCIAL LLC (CRD#:6413) AMHERST, NY
B
 03/02/2016 - 09/24/2018 CADARET, GRANT & CO., INC. (CRD#:10641) Amherst, NY
B
 07/22/2011 - 12/31/2014 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) AMHERST, NY
B
 07/20/2010 - 06/30/2011 ENSEMBLE FINANCIAL SERVICES, INC. (CRD#:17443) AMHERST, NY
B
 05/17/2007 - 07/08/2010 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 09/08/2006 - 03/30/2007 WALL STREET FINANCIAL GROUP, INC. (CRD#:35830) GETZVILLE, NY
B
 05/12/1995 - 07/26/2006 SIGNATOR INVESTORS, INC. (CRD#:468) WILLIAMSVILLE, NY
B
 05/12/1995 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 08/20/1993 - 03/24/1995 G. R. PHELPS & CO., INC. (CRD#:173)
B
 05/08/1986 - 08/10/1993 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.