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ANNE MELANIE ROACH
ANNE MELANIE FELDHUSEN
CRD#: 1490111
IA
B
LPL FINANCIAL LLCCRD#: 6413 505 INDEPENDENCE PKWY STE 107
CHESAPEAKE, VA 23320-5178
CHESAPEAKE, VA 23320-5178
0
Disclosures
38
Years of Experience
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State Registrations
B
Arizona 8/17/2020
B
North Carolina 4/3/2009
B
Connecticut 4/7/2008
B
Ohio 6/18/2014
B
Florida 4/6/1999
B
Oklahoma 6/24/2013
B
Illinois 5/19/2005
B
Oregon 6/16/2011
B
Maryland 1/2/2021
B
Pennsylvania 3/30/1999
B
Massachusetts 10/23/2013
B
South Carolina 6/6/2024
B
New Hampshire 4/3/2009
B
Utah 8/5/2020
B
New Jersey 4/5/2012
B
Virginia 3/30/1999
B
New York 3/30/1999
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Virginia 3/24/2000
SRO Registrations
B
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IA
Registered with this firm since 3/24/2000
B
Registered with this firm since 3/30/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/02/1994 - 04/08/1999 | EDISON, NJ | |
B | 10/18/1990 - 10/24/1994 | NEW YORK, NY | |
B | 04/23/1986 - 10/15/1990 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.