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Detailed Report
RICHARD R PASICK
RICHARD ROBERT PASICK
CRD#: 1489963
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2111 RT 34 SOUTH
WALL, NJ 07719
Registration History
19901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2007 - Present (17 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1992 - 1999 (7 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1987 - 1992 (4 years)BAMERICAN EAGLE SECURITIES, INC. (CRD# 12973)1986 - 1987 (<1 year)
Disclosure(s)
View By:
11/25/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 4/27/2015
IA
New York 4/16/2021
IA
Florida 4/28/2015
B
Ohio 10/1/2019
B
Maryland 2/28/2025
IA
Ohio 10/1/2019
IA
Maryland 2/28/2025
B
Pennsylvania 2/15/2011
B
Massachusetts 9/12/2022
IA
Pennsylvania 4/5/2011
IA
Massachusetts 9/13/2022
B
South Carolina 10/3/2016
B
Missouri 9/28/2022
IA
South Carolina 10/3/2016
IA
Missouri 9/28/2022
B
Texas 5/5/2020
B
New Jersey 5/3/1999
IA
Texas 5/5/2020
IA
New Jersey 11/28/2007
B
Virginia 3/4/2020
B
New York 4/9/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 11/28/2007
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/05/1992 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 03/05/1987 - 01/17/1992 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 08/06/1986 - 03/10/1987 AMERICAN EAGLE SECURITIES, INC. (CRD#:12973)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.