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SALVATORE SPAGNUOLO
Sal Spagnuolo, Salvatore A Spagnuolo, Salvatore Spagnuolo
CRD#: 1489660
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 110 ALLEN ROAD
2ND FLOOR
BASKING RIDGE, NJ 07920
Registration History
199019952000200520102015202020252 FIRMS1995 - 1995 (<1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2017 - 2020 (3 years)BLIFEMARK SECURITIES CORP. (CRD# 16204)2017 - 2017 (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2015 - 2017 (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2014 - 2015 (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2004 - 2014 (10 years)BNEW ENGLAND SECURITIES (CRD# 615)2003 - 2004 (<1 year)BVERAVEST INVESTMENTS, INC. (CRD# 3960)2002 - 2003 (<1 year)BUBS PAINEWEBBER INC. (CRD# 8174)2002 - 2002 (<1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1996 - 2000 (3 years)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1995 - 1996 (<1 year)BEQUITY SERVICES, INC. (CRD# 265)1994 - 1994 (<1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1992 - 1994 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1988 - 1988 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1987 (<1 year)
Disclosure(s)
View By:
9/13/2023
Judgment / Lien
License(s)

State Registrations

B
Florida 11/18/2024

B
Texas 11/14/2024

B
New Jersey 11/14/2024

IA
Texas 11/14/2024

IA
New Jersey 11/14/2024

B
Virginia 11/14/2024

B
New York 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/19/2021 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Basking Ridge, NJ
B
10/18/2021 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Basking Ridge, NJ
IA
08/07/2020 - 10/21/2021 PRINCIPAL SECURITIES, INC. (CRD#:1137) Parsippany, NJ
B
07/13/2020 - 10/21/2021 PRINCIPAL SECURITIES, INC. (CRD#:1137) Parsippany, NJ
B
07/13/2017 - 07/10/2020 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) FORT LEE, NJ
B
03/21/2017 - 07/26/2017 LIFEMARK SECURITIES CORP. (CRD#:16204) New York, NY
B
04/29/2015 - 02/07/2017 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Seaford, NY
B
06/03/2014 - 01/12/2015 MML INVESTORS SERVICES, LLC (CRD#:10409) MELVILLE, NY
B
04/28/2004 - 05/07/2014 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) NEW YORK, NY
B
06/20/2003 - 04/06/2004 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
10/18/2002 - 06/30/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
B
02/15/2002 - 06/11/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
10/30/1996 - 05/31/2000 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
10/09/1995 - 07/15/1996 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
02/01/1995 - 09/01/1995 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
02/01/1995 - 09/01/1995 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
02/01/1994 - 07/28/1994 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
B
01/30/1992 - 02/22/1994 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
02/03/1988 - 12/16/1988 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
11/18/1986 - 04/02/1987 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.