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Gwendolyn J Hackett
GWENDOLYN JAMES HACKETT, Gwen J. Hackett
CRD#: 1488875
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7700 Forsyth Blvd
Floor 12 Ste 1200
Clayton, MO 63105
Registration History
19952000200520102015202020252 FIRMS1999 - 2006 (6 years)2 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2008 (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - Present (16 years)BFIRST CHICAGO NBD INVESTMENT S... (CRD# 17516)1996 - 1999 (2 years)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1994 - 1996 (1 year)BNATIONSSECURITIES (CRD# 32542)1994 - 1994 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2012 (3 years)
License(s)

State Registrations

B
Alabama 10/1/2008

B
Nebraska 10/1/2008

B
Alaska 10/1/2008

B
Nevada 10/1/2008

B
Arizona 10/1/2008

B
New Hampshire 10/1/2008

B
Arkansas 10/1/2008

B
New Jersey 10/1/2008

B
California 10/1/2008

B
New Mexico 10/1/2008

B
Colorado 10/1/2008

B
New York 10/1/2008

B
Connecticut 10/1/2008

B
North Carolina 10/1/2008

B
Delaware 10/1/2008

B
North Dakota 10/1/2008

B
District of Columbia 10/13/2009

B
Ohio 10/1/2008

B
Florida 10/1/2008

B
Oklahoma 10/1/2008

B
Georgia 10/1/2008

B
Oregon 10/1/2008

B
Hawaii 10/1/2008

B
Pennsylvania 10/1/2008

B
Idaho 10/1/2008

B
Puerto Rico 4/20/2010

B
Illinois 10/1/2008

B
Rhode Island 10/1/2008

B
Indiana 10/1/2008

B
South Carolina 10/1/2008

B
Iowa 10/1/2008

B
South Dakota 10/1/2008

B
Kansas 10/1/2008

B
Tennessee 10/1/2008

B
Kentucky 10/1/2008

B
Texas 10/1/2008

B
Louisiana 10/1/2008

IA
Texas 2/10/2023

B
Maine 10/1/2008

B
Utah 10/1/2008

B
Maryland 10/1/2008

B
Vermont 10/1/2008

B
Massachusetts 10/1/2008

B
Virgin Islands 4/20/2010

B
Michigan 10/1/2008

B
Virginia 10/1/2008

B
Minnesota 10/1/2008

B
Washington 10/1/2008

B
Mississippi 10/1/2008

B
West Virginia 10/1/2008

B
Missouri 10/1/2008

B
Wisconsin 10/1/2008

IA
Missouri 2/10/2023

B
Wyoming 10/1/2008

B
Montana 10/1/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105
WILDWOOD, MO
Registered with this firm since 2/10/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105
WILDWOOD, MO
Registered with this firm since 10/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2008 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CLAYTON, MO
IA
09/27/2006 - 10/01/2008 J. P. MORGAN SECURITIES INC. (CRD#:18718) CLAYTON, MO
B
07/01/2006 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) CLAYTON, MO
IA
04/11/2006 - 09/27/2006 JPMORGAN SECURITIES INC (CRD#:16999) CLAYTON, MO
B
04/11/2006 - 07/01/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) CLAYTON, MO
IA
07/27/1999 - 01/18/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) DETROIT, MI
B
02/01/1999 - 01/18/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
03/15/1996 - 02/01/1999 FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CRD#:17516) CHICAGO, IL
B
10/27/1994 - 03/14/1996 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
B
02/01/1994 - 08/22/1994 NATIONSSECURITIES (CRD#:32542)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.