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ANDREA JOY NELSON
CRD#: 1488389
IA
B
MORGAN STANLEYCRD#: 149777 2800 Post Oak Boulevard
18th Floor
Houston, TX 77056
18th Floor
Houston, TX 77056
0
Disclosures
37
Years of Experience
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State Registrations
B
Alabama 5/3/2019
B
Mississippi 12/8/2022
B
Arizona 6/1/2009
B
Missouri 12/8/2020
B
Arkansas 6/1/2009
B
Nevada 2/13/2024
B
California 6/1/2009
B
New Hampshire 9/16/2020
B
Colorado 6/1/2009
B
New Jersey 2/13/2024
B
Connecticut 5/8/2023
B
New Mexico 6/1/2009
B
Delaware 2/13/2024
B
New York 6/1/2009
B
District of Columbia 8/11/2020
B
North Carolina 5/30/2014
B
Florida 6/1/2009
B
Ohio 12/4/2019
B
Georgia 8/7/2013
B
Oklahoma 6/1/2009
B
Hawaii 5/15/2014
B
Oregon 6/18/2014
B
Idaho 1/31/2023
B
Pennsylvania 8/7/2013
B
Illinois 6/24/2022
B
South Carolina 2/13/2024
B
Indiana 2/13/2024
B
Tennessee 2/13/2024
B
Kansas 12/8/2022
B
Texas 6/1/2009
B
Kentucky 2/13/2024
IA
Texas 6/1/2009
B
Louisiana 9/12/2022
B
Utah 12/8/2022
B
Maine 5/21/2020
B
Virginia 8/7/2013
B
Maryland 7/27/2018
B
Washington 6/1/2009
B
Massachusetts 2/13/2024
B
West Virginia 2/13/2024
B
Michigan 2/13/2024
B
Wisconsin 2/13/2024
B
Minnesota 8/7/2013
B
Wyoming 9/18/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/31/1993 - 06/01/2009 | HOUSTON, TX | |
B | 07/31/1993 - 06/01/2009 | HOUSTON, TX | |
B | 08/02/1989 - 07/31/1993 | NEW YORK, NY | |
B | 11/20/1987 - 01/17/1989 | NEW YORK CITY, NY | |
B | 06/23/1987 - 11/17/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.