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HOWARD C DIAMOND
HOWARD CLIFF DIAMOND
CRD#: 1488319
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 110 ALLEN ROAD
2ND FLOOR
BASKING RIDGE, NJ 07920
Registration History
199019952000200520102015202020252 FIRMS1986 - 2007 (21 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2007 - 2021 (13 years)IAALLSTATE FINANCIAL ADVISORS, LLC (CRD# 109524)2016 - 2021 (4 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2006 - 2007 (1 year)
License(s)

State Registrations

B
New Jersey 11/14/2024

B
Pennsylvania 11/14/2024

IA
New Jersey 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/19/2021 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Basking Ridge, NJ
B
04/19/2021 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Basking Ridge, NJ
IA
08/17/2016 - 04/09/2021 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Bridgewater, NJ
B
08/23/2007 - 04/09/2021 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Bridgewater, NJ
IA
03/15/2006 - 08/06/2007 METLIFE SECURITIES INC. (CRD#:14251) PISCATAWAY, NJ
B
04/24/1986 - 08/06/2007 METLIFE SECURITIES INC. (CRD#:14251) PISCATAWAY, NJ
B
04/24/1986 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) PISCATAWAY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.