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ROGER ROY RACHUL
CRD#: 1488290
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 26040 Detroit Rd
Westlake, OH 44145
Registration History
199019952000200520102015202020252 FIRMS1987 - 1996 (9 years)2 FIRMS2002 - Present (22 years)BLUTHERAN BROTHERHOOD SECURITIE... (CRD# 4205)1996 - 2002 (5 years)BH. BECK, INC. (CRD# 1763)1986 - 1987 (<1 year)
Disclosure(s)
View By:
9/25/2009
Customer Dispute
Denied
3/11/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 8/1/2006

B
Ohio 7/1/2002

B
Massachusetts 1/6/2017

IA
Ohio 8/8/2002

B
Michigan 7/1/2002

B
South Carolina 6/21/2017

B
North Carolina 2/27/2012

B
Vermont 8/16/2004

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
26040 Detroit Rd, Westlake, OH 44145
Registered with this firm since 8/8/2002

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
26040 Detroit Rd, Westlake, OH 44145
Registered with this firm since 7/1/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/06/1996 - 07/01/2002 LUTHERAN BROTHERHOOD SECURITIES CORP. (CRD#:4205) MINNEAPOLIS, MN
B
04/29/1987 - 09/05/1996 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
04/07/1987 - 09/05/1996 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
05/23/1986 - 04/08/1987 H. BECK, INC. (CRD#:1763)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.