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ROBERT SCOTT HERRON
CRD#: 1485710
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 150 W COURT ST
WASHINGTON CH, OH 43160
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 150 W COURT ST
WASHINGTON CH, OH 43160
Registration History
199019952000200520102015202020252 FIRMS2011 - Present (13 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1996 - 2011 (15 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1994 - 1996 (2 years)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1986 - 1994 (7 years)IATOWER SQUARE SECURITIES, INC. (CRD# 833)2011 - 2011 (<1 year)IATOWER SQUARE SECURITIES, INC. (CRD# 833)1996 - 2009 (12 years)
License(s)

State Registrations

B
Arizona 1/2/2018

B
Michigan 7/9/2021

B
Colorado 6/18/2021

B
Missouri 5/23/2013

B
Florida 9/30/2011

B
Ohio 9/30/2011

B
Georgia 9/30/2011

IA
Ohio 9/30/2011

B
Illinois 6/13/2014

B
South Carolina 9/30/2011

B
Indiana 9/30/2011

B
Texas 1/7/2021

B
Kentucky 9/30/2011

IA
Texas 1/7/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
150 W COURT ST, WASHINGTON CH, OH 43160
Registered with this firm since 9/30/2011

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
150 W COURT ST, WASHINGTON CH, OH 43160
Registered with this firm since 9/30/2011

Previous Registration(s)
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IA
02/02/2011 - 10/11/2011 TOWER SQUARE SECURITIES, INC. (CRD#:833) WASHINGTON C. H., OH
B
09/13/1996 - 10/11/2011 TOWER SQUARE SECURITIES, INC. (CRD#:833) WASHINGTON C. H., OH
IA
09/13/1996 - 03/20/2009 TOWER SQUARE SECURITIES, INC. (CRD#:833) WASHINGTON C. H., OH
B
08/15/1994 - 09/18/1996 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
11/24/1986 - 08/15/1994 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.