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Detailed Report
MICHAEL JOSEPH WOLFE
CRD#: 1485467
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 2 NORTH CASCADE AVE
SUITE 610
COLORADO SPRINGS, CO 80903
Registration History
19901995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)2000 - Present (25 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1986 - Present (38 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1986 - 2000 (13 years)
License(s)

State Registrations

B
Arizona 1/13/2011
B
Nebraska 8/22/2012
IA
Arizona 5/19/2015
IA
Nebraska 3/9/2017
B
California 4/23/2020
B
Oregon 4/18/2006
IA
California 4/24/2020
B
South Dakota 8/28/2023
B
Colorado 11/25/1986
IA
South Dakota 8/29/2023
IA
Colorado 3/20/2000
B
Texas 7/1/2019
B
Florida 10/6/1992
B
Wyoming 4/23/2020
IA
Florida 6/2/2022
IA
Wyoming 5/11/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
2 NORTH CASCADE AVE SUITE 610, COLORADO SPRINGS, CO 80903
Registered with this firm since 3/20/2000
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2 NORTH CASCADE AVE SUITE 610, COLORADO SPRINGS, CO 80903
Registered with this firm since 5/28/1986
Previous Registration(s)
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B
 05/28/1986 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.