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Detailed Report
WILLIAM KEEL JR
WILLIAM BEN KEEL JR
CRD#: 1485205
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 800 AVENUE C
KATY, TX 77493
Registration History
19901995200020052010201520202025IAOSAIC WEALTH, INC. (CRD# 23131)2008 - Present (16 years)BOSAIC WEALTH, INC. (CRD# 23131)1995 - Present (29 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1991 - 1995 (4 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1987 - 1991 (4 years)BMAY & O'CONNOR CAPITAL INC (CRD# 13326)1986 - 1987 (<1 year)
License(s)

State Registrations

B
Colorado 12/22/1998
IA
Pennsylvania 5/4/2016
B
Kansas 4/1/2013
B
Texas 6/2/1995
B
Louisiana 7/5/1995
IA
Texas 12/18/2008
B
New Mexico 4/9/1998
B
Utah 8/14/2001
B
Pennsylvania 5/4/2016

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
800 AVENUE C, KATY, TX 77493
Registered with this firm since 12/18/2008
B
OSAIC WEALTH, INC. (CRD#:23131)
800 AVENUE C, KATY, TX 77493
Registered with this firm since 6/2/1995
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/30/1991 - 06/02/1995 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
 03/04/1987 - 03/18/1991 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
B
 05/22/1986 - 03/17/1987 MAY & O'CONNOR CAPITAL INC (CRD#:13326)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.