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BARBARA MARIE CARDINAL-SORGE
BARBARA MARIE CARDINAL, BARBARA CARDINAL-SORGE, BARBARA MARIE CARDINALSORGE
CRD#: 1481282
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE NORTH MAIN
TEMPLE, TX 76501
Registration History
199019952000200520102015202020252 FIRMS1989 - 2005 (16 years)2 FIRMS2005 - Present (19 years)BTHE OHIO COMPANY (CRD# 628)1986 - 1988 (2 years)
License(s)

State Registrations

B
Alabama 8/3/2020

B
Missouri 8/13/2019

B
Arkansas 8/31/2016

B
Nevada 3/7/2011

B
California 12/2/2005

B
New Jersey 10/13/2021

B
Colorado 12/2/2005

B
New Mexico 9/9/2021

B
Connecticut 10/13/2021

B
New York 12/2/2005

B
Delaware 11/6/2024

B
North Carolina 12/2/2005

B
Florida 12/2/2005

B
Ohio 12/2/2005

B
Idaho 11/6/2024

B
Oklahoma 12/2/2005

B
Illinois 1/29/2025

B
Oregon 9/9/2014

B
Indiana 6/8/2020

B
Pennsylvania 12/2/2005

B
Kansas 1/30/2024

B
South Carolina 2/18/2020

B
Kentucky 1/30/2024

B
Tennessee 6/9/2014

B
Louisiana 8/8/2006

B
Texas 12/2/2005

B
Maine 10/20/2023

IA
Texas 12/2/2005

B
Massachusetts 7/13/2016

B
Utah 7/13/2016

B
Michigan 6/12/2018

B
Virginia 12/2/2005

B
Minnesota 11/19/2020

B
Washington 12/2/2005

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE NORTH MAIN, TEMPLE, TX 76501
Registered with this firm since 12/2/2005

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE NORTH MAIN, TEMPLE, TX 76501
Registered with this firm since 12/2/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/03/1989 - 12/05/2005 MORGAN STANLEY (CRD#:7556) TEMPLE, TX
B
06/30/1989 - 12/05/2005 MORGAN STANLEY DW INC. (CRD#:7556) TEMPLE, TX
B
04/23/1986 - 08/29/1988 THE OHIO COMPANY (CRD#:628)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.