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Detailed Report
JOHN ANTHONY BATTISTA
CRD#: 14803
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 150 RADNOR-CHESTER ROAD
SUITE B100
RADNOR, PA 19087
Registration History
197519801985199019952000200520102015202020252 FIRMS2012 - 2023 (11 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 2012 (30 years)BW. H. NEWBOLD'S SONS & CO., INC. (CRD# 7575)1978 - 1981 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1973 - 1977 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2012 (1 year)
License(s)

State Registrations

B
California 8/24/2023
B
New Mexico 8/24/2023
B
Delaware 8/24/2023
B
Pennsylvania 8/24/2023
B
Florida 8/24/2023
IA
Pennsylvania 8/24/2023
IA
Florida 9/11/2023
B
Tennessee 8/24/2023
B
Georgia 8/24/2023
B
Texas 8/24/2023
B
Nevada 8/24/2023
IA
Texas 8/24/2023
B
New Jersey 8/24/2023
B
Virginia 8/24/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
150 RADNOR-CHESTER ROAD SUITE B100, RADNOR, PA 19087
Registered with this firm since 8/24/2023
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
150 RADNOR-CHESTER ROAD SUITE B100, RADNOR, PA 19087
Registered with this firm since 8/24/2023
Previous Registration(s)
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IA
 02/17/2012 - 08/29/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WAYNE, PA
B
 02/17/2012 - 08/29/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WAYNE, PA
IA
 06/18/2010 - 02/21/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MEDIA, PA
B
 04/01/1981 - 02/21/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MEDIA, PA
B
 04/25/1978 - 04/01/1981 W. H. NEWBOLD'S SONS & CO., INC. (CRD#:7575)
B
 09/04/1973 - 06/09/1977 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.