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THOMAS ALEXANDER BRITAIN
HARRY THOMAS ALBRIGHT, Harry Thomas Albright
CRD#: 1479845
IA
B
PRIMERICA ADVISORSCRD#: 10111 40 N ALTADENA DR
#221
PASADENA, CA 91117
#221
PASADENA, CA 91117
0
Disclosures
12
Years of Experience
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State Registrations
B
California 2/9/2023
IA
California 10/8/2024
SRO Registrations
B
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IA
Registered with this firm since 10/8/2024
B
Registered with this firm since 11/21/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/13/1995 - 12/31/1996 | DULUTH, GA | |
B | 06/07/1993 - 03/21/1995 | FORT MILL, SC | |
B | 02/09/1990 - 07/09/1993 | PHOENIX, AZ | |
B | 06/01/1987 - 02/01/1990 | NEW YORK, NY | |
B | 01/30/1987 - 06/11/1987 | ELMHURST, IL | |
B | 09/18/1986 - 02/03/1987 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.