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Detailed Report
BERNARD WALTON MAHON JR
BERN MAHON
CRD#: 1478454
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1000 Winchester Street
Suite 200
Fredericksburg, VA 22401
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1000 Winchester Street
Suite 200
FREDERICKSBURG, VA 22401
Registration History
19901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - Present (26 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1995 - 1999 (3 years)BINDEPENDENT FINANCIAL SECURITI... (CRD# 19924)1993 - 1995 (2 years)BSECURITIES RESEARCH, INC. (CRD# 6516)1986 - 1993 (6 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)1999 - 2009 (9 years)
License(s)

State Registrations

B
California 8/19/2020
B
North Carolina 1/4/1999
B
District of Columbia 8/7/2008
B
Pennsylvania 4/26/2011
B
Florida 1/4/1999
B
South Carolina 9/13/1999
B
Georgia 7/18/2011
B
Texas 1/4/1999
B
Idaho 1/4/2001
IA
Texas 10/19/2011
B
Louisiana 11/26/2002
B
Virginia 1/4/1999
B
Maryland 1/4/1999
IA
Virginia 1/2/2009
B
Montana 11/21/2023
B
Washington 3/21/2024
B
Nevada 7/3/2018
B
West Virginia 3/25/2020
B
New York 11/12/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1000 Winchester Street Suite 200, Fredericksburg, VA 22401
Registered with this firm since 1/2/2009
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1000 Winchester Street Suite 200, FREDERICKSBURG, VA 22401
Registered with this firm since 1/4/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/08/1999 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) WILLIAMSBURG, VA
B
 03/06/1995 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
 03/09/1993 - 04/13/1995 INDEPENDENT FINANCIAL SECURITIES, INC. (CRD#:19924)
B
 04/29/1986 - 03/24/1993 SECURITIES RESEARCH, INC. (CRD#:6516) VERO BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.