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Detailed Report
THOMAS GERARD KALIS
CRD#: 1477960
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3133 Van Horn Rd
Suite M
Trenton, MI 48183
Registration History
199019952000200520102015202020252 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - 2018 (19 years)BRONEY & CO. (CRD# 45091)1998 - 1999 (1 year)BRONEY & CO. L.L.C. (CRD# 900)1997 - 1998 (<1 year)BTHE OHIO COMPANY (CRD# 628)1993 - 1997 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1993 (7 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2010 - 2018 (7 years)
Disclosure(s)
View By:
1/8/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/3/2023
IA
Michigan 11/3/2023
B
Florida 11/3/2023
B
North Carolina 11/3/2023
B
Georgia 11/3/2023
B
Ohio 11/3/2023
B
Indiana 11/3/2023
B
Texas 11/3/2023
B
Michigan 11/3/2023
B
Wisconsin 11/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3133 Van Horn Rd Suite M, Trenton, MI 48183
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
3133 Van Horn Rd Suite M, Trenton, MI 48183
Registered with this firm since 11/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/23/2018 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) Trenton, MI
B
 03/23/2018 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) Trenton, MI
IA
 08/27/2010 - 04/09/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DEARBORN, MI
B
 06/16/1998 - 04/09/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DEARBORN, MI
B
 05/11/1998 - 09/25/1999 RONEY & CO. (CRD#:45091) DETROIT, MI
B
 06/30/1997 - 05/11/1998 RONEY & CO. L.L.C. (CRD#:900) DETROIT, MI
B
 05/07/1993 - 06/30/1997 THE OHIO COMPANY (CRD#:628) CINCINNATI, OH
B
 03/20/1986 - 05/17/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.