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Detailed Report
BRAD CARL MIKSEK
CRD#: 1476480
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Investment Adviser
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Previous Broker
UNITED ADVISORS AMERICACRD#: 147350 290 S PRESTON ROAD
SUITE 220
PROSPER, TX 75078
Registration History
199019952000200520102015202020252 FIRMS2006 - 2014 (7 years)2 FIRMS2019 - 2020 (1 year)IAUNITED ADVISORS AMERICA (CRD# 147350)2025 - Present (<1 year)BNOBLES & RICHARDS, INC. (CRD# 146870)2020 - 2022 (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1995 - 2004 (9 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)1994 - 1995 (1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1994 - 1994 (<1 year)BSPEAR, LEEDS & KELLOGG (CRD# 3466)1993 - 1993 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1989 - 1993 (3 years)BKEMPER CLEARING CORP. (CRD# 15879)1989 - 1989 (<1 year)BTRANSMARKET GROUP, INC. (CRD# 15657)1988 - 1989 (<1 year)BFIRST AMERICAN CAPITAL RESOURC... (CRD# 16818)1986 - 1987 (<1 year)BBLINDER, ROBINSON & CO.,INC. (CRD# 5096)1986 - 1986 (<1 year)IAUNITED ADVISORS AMERICA (CRD# 147350)2023 - 2023 (<1 year)IANOBLES & RICHARDS ADVISORS, LLC (CRD# 281539)2021 - 2022 (<1 year)IASHEAFF BROCK INVESTMENT ADVISO... (CRD# 118739)2016 - 2020 (3 years)IASHEAFF BROCK INVESTMENT ADVISO... (CRD# 118739)2014 - 2016 (2 years)IAJ.E. SIMMONS & CO., P.C. (CRD# 108789)2006 - 2006 (<1 year)
Disclosure(s)
View By:
4/1/2024
Judgment / Lien
License(s)

State Registrations

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Kansas 1/21/2025
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Texas 1/18/2025
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Minnesota 1/21/2025
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Wisconsin 1/23/2025
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Pennsylvania 1/16/2025
Current Registration(s)
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UNITED ADVISORS AMERICA (CRD#:147350)
290 S PRESTON ROAD SUITE 220, PROSPER, TX 75078
Registered with this firm since 1/16/2025
Previous Registration(s)
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 01/20/2023 - 11/07/2023 UNITED ADVISORS AMERICA (CRD#:147350) North Richland Hills, TX
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 08/11/2021 - 03/01/2022 NOBLES & RICHARDS ADVISORS, LLC (CRD#:281539) North Richland Hills, TX
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 03/14/2020 - 03/01/2022 NOBLES & RICHARDS, INC. (CRD#:146870) DALLAS, TX
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 01/22/2019 - 02/04/2020 INNOVATIVE PORTFOLIOS LLC (CRD#:281382) North Richland Hills, TX
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 10/03/2016 - 02/03/2020 SHEAFF BROCK INVESTMENT ADVISORS, LLC (CRD#:118739) NORTH RICHLAND HILLS, TX
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 01/31/2019 - 01/31/2020 ARBOR COURT CAPITAL, LLC (CRD#:143839) BROADVIEW HEIGHTS, OH
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 02/18/2014 - 09/16/2016 SHEAFF BROCK INVESTMENT ADVISORS, LLC (CRD#:118739) INDIANAPOLIS, IN
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 06/16/2006 - 03/12/2014 ZACKS INVESTMENT MANAGEMENT, INC. (CRD#:110897) CHICAGO, IL
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 07/10/2006 - 02/14/2014 ZACKS & COMPANY (CRD#:7874) CHICAGO, IL
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 01/03/2006 - 11/10/2006 J.E. SIMMONS & CO., P.C. (CRD#:108789) DALLAS, TX
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 08/24/1995 - 10/19/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 08/18/1994 - 08/11/1995 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
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 04/20/1994 - 08/11/1994 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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 02/01/1993 - 08/03/1993 SPEAR, LEEDS & KELLOGG (CRD#:3466) NEW YORK, NY
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 11/08/1989 - 01/19/1993 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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 04/12/1989 - 10/25/1989 KEMPER CLEARING CORP. (CRD#:15879) MILWAUKEE, WI
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 09/09/1988 - 04/03/1989 TRANSMARKET GROUP, INC. (CRD#:15657)
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 12/16/1986 - 02/26/1987 FIRST AMERICAN CAPITAL RESOURCES, INC. (CRD#:16818)
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 04/10/1986 - 12/10/1986 BLINDER, ROBINSON & CO.,INC. (CRD#:5096)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.