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JEFFREY LEE NEMECHEK
CRD#: 1476391
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4600 S. ULSTER STREET -SUITE 700
METRO POINT ONE
DENVER, CO 80202
Registration History
199019952000200520102015202020252 FIRMS2003 - Present (21 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2003 (10 years)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1993 (3 years)BBOETTCHER & COMPANY, INC. (CRD# 101)1987 - 1990 (2 years)BB.C. CHRISTOPHER SECURITIES CO. (CRD# 60)1986 - 1987 (1 year)BWALL STREET WEST, INC. (CRD# 7529)1986 - 1986 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 5/26/2022

B
Missouri 11/14/2003

B
Alaska 6/24/2022

B
Montana 5/26/2022

B
Arizona 11/14/2003

B
Nebraska 10/20/2020

B
Arkansas 11/28/2012

B
Nevada 5/26/2022

B
California 11/14/2003

B
New Hampshire 5/26/2022

IA
California 6/9/2023

B
New Jersey 5/26/2022

B
Colorado 11/14/2003

B
New Mexico 5/26/2022

IA
Colorado 11/14/2003

B
New York 11/14/2003

B
Connecticut 5/26/2022

B
North Carolina 6/27/2007

B
Delaware 5/26/2022

B
North Dakota 1/4/2024

B
District of Columbia 5/26/2022

B
Ohio 5/27/2022

B
Florida 11/14/2003

B
Oklahoma 5/26/2022

IA
Florida 6/12/2023

B
Oregon 11/14/2003

B
Georgia 5/26/2022

B
Pennsylvania 3/23/2020

B
Hawaii 5/26/2022

B
Puerto Rico 6/28/2022

B
Idaho 5/26/2022

B
South Carolina 9/6/2006

B
Illinois 8/7/2009

B
South Dakota 5/26/2022

B
Indiana 5/2/2018

B
Tennessee 5/26/2022

B
Iowa 5/26/2022

B
Texas 11/14/2003

B
Kansas 5/26/2022

IA
Texas 2/12/2004

B
Kentucky 5/26/2022

B
Utah 11/18/2021

B
Maine 5/26/2022

B
Vermont 5/26/2022

B
Maryland 11/14/2003

B
Virginia 11/14/2003

B
Massachusetts 11/14/2003

B
Washington 11/14/2003

B
Michigan 10/19/2020

B
West Virginia 7/6/2022

IA
Michigan 8/14/2023

B
Wisconsin 11/14/2003

B
Minnesota 5/26/2022

B
Wyoming 5/26/2022

B
Mississippi 9/6/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4600 S. ULSTER STREET -SUITE 700 METRO POINT ONE, DENVER, CO 80202
Registered with this firm since 11/14/2003

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4600 S. ULSTER STREET -SUITE 700 METRO POINT ONE, DENVER, CO 80202
Registered with this firm since 11/14/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/22/2001 - 12/04/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ENGLEWOOD, CO
B
07/31/1993 - 12/04/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
02/01/1990 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
08/14/1987 - 02/14/1990 BOETTCHER & COMPANY, INC. (CRD#:101)
B
06/18/1986 - 08/17/1987 B.C. CHRISTOPHER SECURITIES CO. (CRD#:60)
FINRA expelled the firm on 02/16/1993
B
03/19/1986 - 06/27/1986 WALL STREET WEST, INC. (CRD#:7529)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.