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JAMES G BOWMAN II
GARY BOWMAN II, GARY BOWMAN, JAMES GARLAND BOWMAN II, JAMES G BOWMAN II
CRD#: 1474778
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 101 BULLITT LN
LOUISVILLE, KY 40222
Registration History
199019952000200520102015202020252 FIRMS2007 - Present (17 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2007 (14 years)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1993 (2 years)BJ.C. BRADFORD & CO. (CRD# 1287)1986 - 1991 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2007 (4 years)
Disclosure(s)
View By:
7/15/2003
Customer Dispute
Denied
4/24/1997
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/9/2013

B
Missouri 3/8/2010

B
Alaska 8/14/2014

B
Montana 6/9/2015

B
Arizona 7/2/2015

B
Nebraska 5/28/2008

B
Arkansas 6/9/2015

B
Nevada 6/23/2015

B
California 6/27/2007

B
New Hampshire 12/26/2018

B
Colorado 3/15/2011

B
New Jersey 6/10/2015

B
Connecticut 12/27/2018

B
New Mexico 6/10/2015

B
Delaware 3/28/2016

B
New York 6/18/2015

B
District of Columbia 6/16/2015

B
North Carolina 6/27/2007

B
Florida 6/27/2007

B
North Dakota 6/30/2015

IA
Florida 2/14/2020

B
Ohio 3/16/2011

B
Georgia 7/6/2007

B
Oklahoma 6/10/2015

B
Hawaii 11/19/2014

B
Oregon 10/7/2015

B
Idaho 12/24/2018

B
Pennsylvania 8/5/2014

B
Illinois 3/27/2013

B
Rhode Island 1/3/2019

B
Indiana 7/18/2007

B
South Carolina 1/29/2013

B
Iowa 3/27/2013

B
South Dakota 10/12/2015

B
Kansas 6/27/2007

B
Tennessee 6/27/2007

B
Kentucky 6/27/2007

B
Texas 6/27/2007

IA
Kentucky 6/27/2007

IA
Texas 7/10/2007

B
Louisiana 7/31/2007

B
Utah 6/10/2015

B
Maine 12/27/2018

B
Vermont 6/9/2015

B
Maryland 10/2/2008

B
Virginia 2/26/2009

B
Massachusetts 3/13/2017

B
Washington 1/5/2009

B
Michigan 6/27/2007

B
West Virginia 6/25/2015

B
Minnesota 1/8/2009

B
Wisconsin 5/16/2013

B
Mississippi 6/23/2015

B
Wyoming 1/4/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
101 BULLITT LN, LOUISVILLE, KY 40222
Registered with this firm since 6/27/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
101 BULLITT LN, LOUISVILLE, KY 40222
Registered with this firm since 6/27/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/16/2003 - 07/05/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOUISVILLE, KY
B
07/31/1993 - 07/05/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOUISVILLE, KY
B
02/26/1991 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
05/22/1986 - 03/06/1991 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.