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Detailed Report
Claire E Holmes
CLAIRE ELIZABETH CRESKI, CLAIRE ELIZABETH CZESKI, CLAIRE ELIZABETH HOLMES
CRD#: 1474464
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2998 NW FEDERAL HWY
JENSEN BEACH, FL 34957
Registration History
199019952000200520102015202020252 FIRMS2000 - 2007 (7 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1995 - 2000 (4 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1991 - 1994 (2 years)BFIRST OF MICHIGAN CORPORATION (CRD# 311)1987 - 1990 (3 years)
License(s)

State Registrations

B
California 10/1/2012
IA
Florida 10/1/2012
IA
California 10/1/2012
B
South Carolina 1/3/2023
B
Florida 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2998 NW FEDERAL HWY, JENSEN BEACH, FL 34957
Aiken, SC
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2998 NW FEDERAL HWY, JENSEN BEACH, FL 34957
Aiken, SC
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JENSEN BEACH, FL
B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JENSEN BEACH, FL
IA
 11/08/2007 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) IRVINE, CA
B
 11/08/2007 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) IRVINE, CA
IA
 10/01/2000 - 11/08/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) GLEN ALLEN, VA
B
 10/01/2000 - 11/08/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) GLEN ALLEN, VA
B
 12/06/1995 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 11/27/1991 - 08/12/1994 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 01/21/1987 - 02/08/1990 FIRST OF MICHIGAN CORPORATION (CRD#:311) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.