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Julie Elaine Warren Holton
Julie Warren Holton, JULIE ELAINE WARREN
CRD#: 1473270
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
199019952000200520102015202020252 FIRMS2006 - 2007 (1 year)2 FIRMS2008 - 2014 (6 years)2 FIRMS2014 - 2016 (1 year)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BUBS SECURITIES LLC (CRD# 7654)2006 - 2006 (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2006 (5 years)BJ.C. BRADFORD & CO. (CRD# 1287)1990 - 2000 (10 years)BESSEX COMPANY (CRD# 7598)1987 - 1990 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2006 (4 years)
License(s)

State Registrations

B
Florida 3/27/2024

B
Georgia 3/27/2024

IA
Florida 3/28/2024

IA
Georgia 3/28/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 3/28/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 3/27/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/04/2021 - 03/28/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) ATLANTA, GA
B
11/03/2021 - 03/28/2024 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) ATLANTA, GA
IA
06/01/2017 - 06/04/2021 SWAN GLOBAL INVESTMENTS, LLC (CRD#:114669) Tampa, FL
B
04/19/2017 - 06/04/2021 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) ELKHORN, NE
IA
11/24/2014 - 09/09/2016 BPV CAPITAL MANAGEMENT, LLC (CRD#:151588) KNOXVILLE, TN
B
10/02/2014 - 07/01/2016 FORESIDE FUND SERVICES, LLC (CRD#:46106) PORTLAND, ME
IA
01/22/2008 - 09/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHARLESTON, SC
B
01/18/2008 - 09/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHARLESTON, SC
IA
06/27/2006 - 09/05/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) ORLANDO, FL
B
03/17/2006 - 09/05/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
01/16/2006 - 03/21/2006 UBS SECURITIES LLC (CRD#:7654) NEW YORK, NY
IA
12/14/2001 - 01/26/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) ORLANDO, FL
B
08/14/2000 - 01/16/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
04/02/1990 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
10/21/1987 - 04/12/1990 ESSEX COMPANY (CRD#:7598)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.