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VERNELLE LEE RUSSO-RADOS
LEMKE RUSSO, NELLIE RUSSO, VERNELLE LEE RUSSO, VERNELLE LEE RUSSORADOS
CRD#: 1472681
IA
B
MORGAN STANLEYCRD#: 149777 221 East 4Th Street
Atrium Building
Cincinnati, OH 45202
Atrium Building
Cincinnati, OH 45202
0
Disclosures
37
Years of Experience
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State Registrations
B
California 6/1/2009
B
Nebraska 7/25/2011
B
Colorado 7/25/2011
B
North Carolina 7/25/2011
B
Connecticut 12/5/2022
B
North Dakota 12/9/2015
B
District of Columbia 12/5/2019
B
Ohio 6/1/2009
B
Florida 3/4/2011
IA
Ohio 6/1/2009
B
Hawaii 9/4/2015
B
Oregon 4/8/2022
B
Illinois 7/25/2011
B
Pennsylvania 7/25/2011
B
Indiana 6/1/2009
B
South Carolina 7/25/2011
B
Kentucky 6/1/2009
B
Tennessee 12/9/2015
B
Maryland 7/25/2011
B
Texas 7/25/2011
B
Massachusetts 7/25/2011
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Texas 7/26/2011
B
Michigan 6/1/2009
B
Washington 1/13/2017
B
Missouri 11/22/2011
B
West Virginia 3/28/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2006 - 06/01/2009 | CINCINNATI, OH | |
B | 02/24/1995 - 06/01/2009 | CINCINNATI, OH | |
B | 02/12/1993 - 08/08/1994 | CINCINNATI, OH | |
B | 05/26/1992 - 12/31/1992 | ||
B | 05/26/1989 - 06/09/1992 | ||
B | 02/19/1987 - 09/19/1988 | ||
B | 05/27/1986 - 10/26/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.