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BRIAN LEO SCHOENLE
BRIAN SCHOENLE
CRD#: 1471142
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5801 PELICAN BAY BLVD STES 103 & 200
NAPLES, FL 34108
Registration History
199019952000200520102015202020252 FIRMS2008 - 2009 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2019 (2 years)IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - Present (3 years)BWILMINGTON BROKERAGE SERVICES ... (CRD# 14942)2001 - 2002 (1 year)BEVEREN SECURITIES, INC. (CRD# 19616)1994 - 1999 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1994 (1 year)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1991 - 1992 (1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1989 - 1990 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1989 (3 years)BMIDLAND MANAGEMENT CORP. (CRD# 6677)1986 - 1986 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2006 - 2007 (<1 year)IAMERRILL LYNCH TRUST COMPANY (CRD# 108469)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Arkansas 6/7/2022

IA
Illinois 5/17/2022

B
Colorado 7/13/2022

B
Massachusetts 6/27/2022

B
Florida 7/13/2022

B
Utah 5/20/2022

IA
Florida 7/11/2023

IA
Utah 5/20/2022

B
Illinois 5/17/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5801 PELICAN BAY BLVD STES 103 & 200, NAPLES, FL 34108
5801 PELICAN BAY BLVD STE 200 [EI-RBO], NAPLES, FL 34108
Registered with this firm since 5/17/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5801 PELICAN BAY BLVD STES 103 & 200, NAPLES, FL 34108
5801 PELICAN BAY BLVD STE 200 [EI-RBO], NAPLES, FL 34108
Registered with this firm since 11/9/2021

Previous Registration(s)
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IA
03/13/2017 - 12/03/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
B
03/02/2017 - 12/03/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
IA
01/05/2016 - 02/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
01/04/2016 - 02/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
IA
02/08/2014 - 06/29/2015 MORGAN STANLEY (CRD#:149777) MINNEAPOLIS, MN
B
02/08/2014 - 06/29/2015 MORGAN STANLEY (CRD#:149777) MINNEAPOLIS, MN
IA
09/20/2013 - 02/03/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) WOODBURY, MN
B
06/18/2013 - 02/03/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) WOODBURY, MN
IA
01/03/2011 - 09/10/2012 NEWPORT COAST ASSET MANAGEMENT (CRD#:16944) IRVINE, CA
B
04/05/2011 - 09/10/2012 NEWPORT COAST SECURITIES, INC. (CRD#:16944)
FINRA expelled the firm on 06/25/2018
IRVINE, CA
IA
08/01/2008 - 01/06/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
B
06/23/2008 - 01/06/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
04/05/2006 - 01/10/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) NEWPORT BEACH, CA
IA
04/05/2006 - 11/28/2006 MERRILL LYNCH TRUST COMPANY (CRD#:108469) LOS ANGELES, CA
B
06/19/2001 - 07/05/2002 WILMINGTON BROKERAGE SERVICES COMPANY (CRD#:14942) WILMINGTON, DE
B
05/02/1994 - 07/12/1999 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
09/21/1992 - 05/09/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/01/1991 - 09/29/1992 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
B
09/12/1989 - 02/12/1990 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
08/08/1986 - 09/09/1989 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/25/1986 - 07/14/1986 MIDLAND MANAGEMENT CORP. (CRD#:6677)
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Disclosures
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