Individual Firm
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JANA SCHELL SCOTT
JANA SCHELL HOLTON
CRD#: 1470979
IA
B
MORGAN STANLEYCRD#: 149777 250 Fillmore Street
Suite 104
Denver, CO 80206
Suite 104
Denver, CO 80206
View By:
10/26/2024
Financial
Final
9/21/2024
Financial
Final
8/29/2024
Financial
Final
State Registrations
B
Alabama 4/29/2022
B
Montana 2/7/2018
B
Alaska 4/29/2022
B
Nebraska 2/7/2018
B
Arizona 2/7/2018
B
Nevada 5/25/2022
B
Arkansas 2/7/2018
B
New Hampshire 5/25/2022
B
California 7/18/2016
B
New Jersey 5/25/2022
B
Colorado 2/7/2018
B
New Mexico 2/7/2018
IA
Colorado 10/18/2019
B
New York 5/25/2022
B
Connecticut 11/1/2013
B
North Carolina 5/25/2022
IA
Connecticut 11/1/2013
B
North Dakota 5/25/2022
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 2/7/2018
B
Florida 7/18/2016
B
Oregon 2/7/2018
B
Georgia 5/25/2022
B
Pennsylvania 5/25/2022
B
Hawaii 2/7/2018
B
Puerto Rico 5/25/2022
B
Idaho 2/7/2018
B
Rhode Island 5/25/2022
B
Illinois 5/25/2022
B
South Carolina 5/25/2022
B
Indiana 5/25/2022
B
South Dakota 5/25/2022
B
Iowa 2/7/2018
B
Tennessee 2/7/2018
B
Kansas 2/7/2018
B
Texas 2/7/2018
B
Kentucky 5/25/2022
IA
Texas 2/7/2018
B
Louisiana 2/7/2018
B
Utah 2/7/2018
B
Maine 2/7/2018
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 11/1/2013
B
Virginia 5/25/2022
B
Michigan 4/8/2016
B
Washington 5/25/2022
IA
Michigan 4/12/2016
B
West Virginia 5/25/2022
B
Minnesota 5/25/2022
B
Wisconsin 5/25/2022
B
Mississippi 2/7/2018
B
Wyoming 5/25/2022
B
Missouri 2/7/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/1/2013
B
Registered with this firm since 11/1/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/05/2012 - 08/07/2013 | ATLANTA, GA | |
B | 05/24/2013 - 07/26/2013 | ALPHARETTA, GA | |
IA | 08/16/2012 - 01/11/2013 | ATLANTA, GA | |
B | 03/30/2012 - 01/04/2013 | ATLANTA, GA | |
B | 08/02/2011 - 12/18/2012 | ATLANTA, GA | |
B | 07/12/2011 - 04/03/2012 | ATLANTA, GA | |
IA | 06/01/2009 - 04/28/2010 | ATLANTA, GA | |
B | 06/01/2009 - 04/28/2010 | ATLANTA, GA | |
IA | 05/16/2002 - 06/01/2009 | ATLANTA, GA | |
B | 05/14/2002 - 06/01/2009 | ATLANTA, GA | |
B | 01/12/1996 - 05/16/2002 | PURCHASE, NY | |
B | 06/30/1993 - 11/02/1994 | NEW YORK, NY | |
B | 08/14/1990 - 10/16/1993 | PURCHASE, NY | |
B | 07/07/1989 - 04/03/1990 | NEW YORK, NY | |
B | 06/12/1986 - 09/16/1988 | PURCHASE, NY |
ATLANTA, GA
06/05/2012 - 08/07/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.