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CHRISTOPHER CHARLES AITKEN
CRD#: 1470109
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 816 HIGHWAY A1A NORTH
SUITE 300
PONTE VEDRA, FL 32082
SUITE 300
PONTE VEDRA, FL 32082
0
Disclosures
38
Years of Experience
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State Registrations
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Alabama 5/18/2017
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Missouri 1/25/2022
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Arizona 5/17/2017
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Montana 9/11/2023
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California 5/17/2017
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Nevada 3/16/2020
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Colorado 5/17/2017
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New Jersey 12/1/2023
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Colorado 5/17/2017
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New Mexico 4/27/2021
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Connecticut 12/1/2023
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New York 5/17/2017
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Delaware 2/7/2020
B
North Carolina 12/1/2023
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Florida 5/17/2017
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Ohio 9/11/2019
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Florida 5/18/2017
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Oregon 1/15/2019
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Georgia 12/1/2023
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Pennsylvania 5/17/2017
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Idaho 5/17/2017
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South Carolina 12/1/2023
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Illinois 8/25/2022
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Tennessee 12/1/2023
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Indiana 12/1/2023
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Texas 5/17/2017
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Kentucky 10/11/2021
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Texas 5/17/2017
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Louisiana 12/1/2023
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Vermont 12/1/2023
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Maine 5/18/2017
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Virginia 5/17/2017
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Maryland 5/17/2017
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Washington 12/1/2023
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Massachusetts 4/14/2022
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Wyoming 2/26/2021
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Michigan 5/17/2017
SRO Registrations
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IA
Registered with this firm since 5/17/2017
B
Registered with this firm since 5/17/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/13/2009 - 05/18/2017 | PONTE VEDRA BEACH, FL | |
B | 04/09/2009 - 05/18/2017 | PONTE VEDRA BEACH, FL | |
IA | 11/14/2008 - 04/03/2009 | BALTIMORE, MD | |
B | 11/14/2008 - 04/03/2009 | BALTIMORE, MD | |
IA | 01/01/1994 - 12/03/2008 | LUTHERVILLE, MD | |
B | 07/31/1993 - 12/03/2008 | LUTHERVILLE, MD | |
B | 03/19/1986 - 07/31/1993 | NEW YORK, NY |
PONTE VEDRA BEACH, FL
04/13/2009 - 05/18/2017
PONTE VEDRA BEACH, FL
04/09/2009 - 05/18/2017
BALTIMORE, MD
11/14/2008 - 04/03/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.