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GUY SELDON SWAIN
GUY SELDON SWAN
CRD#: 1468842
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 801 Corporate Center Drive
Suite 110
RALEIGH, NC 27607
Registration History
19901995200020052010201520202025IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2001 - Present (23 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1995 - Present (30 years)BFIDELITY EQUITY SERVICES CORPO... (CRD# 17455)1986 - 1995 (9 years)
License(s)

State Registrations

B
Arizona 7/18/2012

B
North Carolina 2/28/1995

B
California 11/25/2019

IA
North Carolina 12/31/2001

B
Florida 3/30/2005

B
South Carolina 1/6/1998

B
Indiana 1/15/2009

B
Tennessee 10/11/2018

B
Iowa 1/3/2005

B
Vermont 5/23/2016

B
Kansas 10/22/2013

B
Virginia 7/8/1996

B
New Jersey 7/28/2020

B
West Virginia 1/3/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
801 Corporate Center Drive Suite 110, RALEIGH, NC 27607
Registered with this firm since 12/31/2001

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
801 Corporate Center Drive Suite 110, RALEIGH, NC 27607
Registered with this firm since 2/28/1995

Previous Registration(s)
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B
03/14/1986 - 03/02/1995 FIDELITY EQUITY SERVICES CORPORATION (CRD#:17455)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.